Last Updated on September 26, 2022 by amin
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Which of the following is a function of the Securities and Exchange Board of India Mcq?
To regulate the securities market in India. To encourage development of the securities market in India. To protect investors from fraudulent activities.
How many stock exchange are there in India?
A stock exchange is a place where people buy and sell commodities. India has 8 active National Stock Exchanges, and 21 regional stock exchanges in this only one, i.e. Calcutta is operative. All these exchanges render the facility to trade in numerous financial segments such as equity, currency, derivates, etc.
What is the reason for the establishment of security and exchange board of India?
It was introduced to promote transparency in the Indian investment market. Besides its headquarters in Mumbai, the establishment has several regional offices across the country including, New Delhi, Ahmedabad, Kolkata and Chennai. It is entrusted with the task to regulate the functioning of the Indian capital market.
What is investor protection in securities law?
Investor Protection According to the SEBI Act, 1992 Investor protection is. ‘protecting the interest of the investors in securities and promoting the. development of and to regulate the securities market and for matters connected. therewith or incidental thereto.’
What do you mean by listing of securities?
Listing means the admission of securities of a company to trading on a stock exchange. Listing is not compulsory under the Companies Act 2013/1956. It becomes necessary when a Public Limited Company wants to issue shares or debentures to the public.
What are the 5 major functions of SEBI?
To register and regulate the working of stock brokers, sub-brokers, share transfer agents, bankers to an issue, trustees of trust deeds, registrars to an issue, merchant bankers, underwriters, portfolio managers, investment advisers and such other intermediaries who may be associated with securities markets in any …
Who is the regulator of securities markets in India?
The Securities and Exchange Board of India (SEBI) is the regulatory authority established under the SEBI Act 1992 and is the principal regulator for Stock Exchanges in India. SEBI’s primary functions include protecting investor interests, promoting and regulating the Indian securities markets.
What does SEBI mean?
Establishment Of SEBI The Securities and Exchange Board of India was constituted as a non-statutory body on April 12, 1988 through a resolution of the Government of India.
What is the role of SEBI in investor protection?
Securities and Exchange Board of India (SEBI) is responsible for regulations of the Mutual Funds and safeguard the interests of the investors. Investor protection measures by SEBI are in place to safeguard the investors from the malpractices in shares, the stock market, Mutual Fund, etc.
Which of the following is not a function of the Securities and Exchange Board of India?
Establishing a nationwide trading facility for all types of securities– it is not an objective of SEBI. The overall objectives of SEBI are to protect the interest of investors and to promote the development of stock exchange and to regulate the activities of stock market.
Who is SEBI chairman?
Organisation Structure
| Smt. Madhabi Puri Buch Chairperson, SEBI [email protected] | |
|---|---|
| Shri S. K. Mohanty Whole-Time Member, SEBI [email protected] Section 4(1)(d) of the SEBI Act, 1992 | Shri Ananta Barua Whole-Time Member, SEBI [email protected] Section 4(1)(d) of the SEBI Act, 1992 |
What is the work of Securities and Exchange Board of India?
SEBI is a statutory body and a market regulator, which controls the securities market in India. The basic functions of Sebi is to protect the interests of investors in securities and to promote and regulate the securities market. Sebi is run by its board of members.
What is SEBI describe the Organisation and management of SEBI?
SEBI is managed by six membersone chairman (nominated by Central Government), two members, (officers of Central Ministries), one member (from RBI) and remaining two members are nominated by Central Government. The office of SEBI is situated at Mumbai with its regional offices at Kolkata, Delhi and Chennai.
What is the Securities and Exchange Board of India (SEBI)?
The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity market in India under the ownership of Ministry of Finance , Government of India. It was established on 12 April 1988 and given Statutory Powers on 30 January 1992 through the SEBI Act, 1992.
When was Securities and Exchange Board of India Act passed?
Language
| Act ID: | 199215 |
|---|---|
| Act Number: | 15 |
| Enactment Date: | 1992-04-04 |
| Act Year: | 1992 |
| Short Title: | The Securities and Exchange Board of India Act, 1992 |
What is SEBI What are the objectives of SEBI?
SEBI’s objectives are: To monitor the activities of the stock exchange. To curb fraudulent practices by maintaining a balance between statutory regulations and self-regulation. To define the code of conduct for the brokers, underwriters, and other intermediaries.
What is SEBI aim for MCQ?
The Primary objectives of SEBI include: To protect interests of investors in securities. To regulate securities market. To promote the development of the securities market.
Who regulates SEBI?
Securities and Exchange Board of India.